(完整版)PE投资协议条款样本(NVCA中英文对照版).docx

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1、风险投资中的条款清单（样本）英文TERMSHEETFORSERIESAPREFERREDSTOCKFINANCINGOFINSERTCOMPANYNAME,INC.I,200_中文公司A系优先股融资条款清单,200本条款清单概括了公司，一家特拉华公司（“公司”）A系优先股融资的主要条款。考虑到涉及此项投资的投资A已投入和将投入的时间和成本，无论此次融资是否完成，本条款清单之限制出售/保密条款、律师及费用条款时公司都具有强制约束力。未经各方一致签署并交付的最终协议，木条款清单之其他条款不具有强制约束力。本条款清单并非投资人进行投资的承诺，其生效以完成令投资人满意的尽职调查、法律审查和文件签署为条

2、件。本条款清单各方面受特拉华州法律管辖。ThisTermSheetsummarizestheprincipa1tensoftheSeriesAPreferredStockFinancingof1，Inc.,aDe1awarecorporation(the“Company).InconsiderationofthetimeandexpensedevotedandtobedevotedbytheInvestorswithrespecttothisinvestment,theNoShopZConfidentia1ityandCounse1andExpensesprovisionsofthisTerm

3、Sheetsha11bebindingob1igationsoftheCompanywhetherornotthefinancingisconsummated.Noother1ega11ybindingob1igationswi11becreatedunti1definitiveagreementsareexecutedandde1iveredbya11parties.ThisTermSheetisnotacommitmenttoinvest,andisconditionedonthecomp1etionofduedi1igence,1ega1reviewanddocumentationtha

4、tissatisfactorytotheInvestors.ThisTermSheetsha11begovernedina11respectsbythe1awsoftheStateofDe1aware.OfferiIIRTermS出资条款:交割日：当公司接受此条款清单且交割条件完备时即尽快交割（“交割”）（若需要多次交割,请与此写明。）C1osingDate:Assoonaspracticab1efo11owingtheCompany,sacceptanceofthisTermSheetandsatisfactionoftheConditionstoC1osing(theC1osing).pr

5、ovideformu1tip1ec1osingsifapp1icab1e投资人:投资人1：股（%）,$Investors:InvestorNo.1:shares(_%),$投资人2：股（%）,$以及投资人和公司一致同意的其他投InvestorNo.2:shares(_%),$aswe11otherinvestorsmutua11yagreeduponbyInvestorsandtheCompanyAmountRaised:S,inc1udingSfromtheconversionofprincipa1andinterest1onbridgenotes.PricePerShare:$Jpersh

6、are(basedonthecapita1izationoftheCompanysetforthbe1ow)(theOrigina1PurchasePrice).Pre-MoneyVa1uation:TheOrigina1PurchasePriceisbaseduponafu11y-di1utedpre-moneyva1uationof$andafu11y-di1utedpost-moneyva1uationofS(inc1udinganemp1oyeepoo1representing-%ofthefu11y-di1utedpostmoneycapita1ization).Capita1iza

7、tion:TheCompany,scapita1structurebeforeandafter融资金额：$,含由过渡贷款转换的本金及利息$,每股价格：$r1每股（以下文所列公司资本结构表为依据）（“原始购买价”）融资前估价：原始购买价以充分稀释融资前估价$和融资后估价$为基础计算（含充分稀释的融资后资本中员工股预留%）资本结构表：交割前后公亘资本结构表请见附件一。theC1osingissetforthasExhibitA.公司章程2股息分配:可选方案1：当普通股分配股息时，A系优先股按视为转换成普通股参与分配可选方案2:经董事会宣布，A系优先股以每股分配CHARTERTheCharteris

8、apub1icdocument,fi1edwiththe!De1awareSecretaryofState,thatestab1ishesa11oftherights,preferences,privi1egesandrestrictionsofthePreferredS1ock.NotethatifthePreferredStockdoesnothaverights,preferences,andprivi1egesmateria11ysuperiortotheCommonStock,then(afterC1osing)theCompanycannotdefensib1ygrantCommo

9、nStockoptionspricedatadiscounttothePreferredStock.Dividends:A1ternative1:Dividendswi11bepaidontheSeriesAPreferredonanas-convertedbasiswhen,as,andifpaidontheCommonStockA1ternative2:Non-cumu1ativedividendswi11bepaidontheSeriesAPreferredinanamountequa1to$pershareofSeriesAPreferred非累积性股息可选方案3:A系优先股按年利率M

10、分配累积性股息按年度计算复利,于公司清算或赎回股份时可分配。其他股息或分红，按视为转换成普通股参与普通股分配。3whenandifdec1aredbytheBoardJA1ternative3:TheSeriesAPrefenedwi11carryanannua1_1%cumu1ativedividendcompoundedannua11y,payab1eupona1iquidationorredemption.Foranyotherdividendsordistributions,participationwithCommonStockonanas-convertedbasis.Insome

11、cases,accruedandunpaiddividendsarepayab1eonconversionaswe11asupona1iquidationevent.Mosttypica11y,however,dividendsarenotpaidifthepreferredisconverted.Anothera1ternativeistogivetheCompanytheoptiontopayaccruedandunpaiddividendsincashorincommonsharesva1uedatfairmarketva1ue.The1atterarcreferredtoas4PIK,

12、(payment-in-kind)dividends.Intheeventofany1iquidation,disso1utionorwindingupoftheCompany,theproceedssha11bepaidasfo11ows:A1ternative1(non-paticipatingPreferredStock):FirstpayonetimestheOrigina1PurchasePricep1usaccrueddividends(p1usdec1aredandunpaiddividendsoneachshareofSeriesAPreferred.Theba1anceofa

13、nyproceedssha11bedistributedtoho1dersofCommonStock.A1ternative2(fu11participatingPreferredStock):FirstpayonetimestheOrigina1PurchasePricep1usaccrueddividendsp1usdec1aredandunpaiddividendsoneachshareofSeriesAPreferred.Thereafter,theSeriesAPreferredparticipateswiththeCommonStockonanas-convertedbasis.A

14、1ternative3(caponPreferredStockparticipationrights):FirstpayonetimestheOrigina1PurchasePricep1usaccrueddividends(p1usdec1aredandunpaiddividendsoneachshareofSeriesAPreferred.Thereafter,SeriesAPreferredparticipateswithCommonStockonanas-convertedbasisunti1theho1dersofSeriesAPreferredreceiveanaggregateo

15、ftimestheOrigina1PurchasePrice.Amergerorconso1idation(otherthanoneinwhichstockho1dersoftheCompanyownamajoritybyvotingpoweroftheoutstandingsharesofthesurvivingoracquiringcorporation)andasa1e,1ease,transferorotherdispositionof清算优先受偿权：1iquidationPreference:公司如因任何原因清算、解散或停业清理过程，公司收益将作如下分配：可选方案1（优先股不参与分配）:首先,每股A系优先股按一倍原始购买价加累计股息加已宣布但未付股息分配。其余分配给检B股股东可选方案2（优先股充分参与分配）：首先，每股A系优先股按一倍原始购买价加累计股息加已宣布未付股息分配。然后优先股按视为转换成普通股参马普通股分配可选方案3（优先股限制参与分配）：首先