行业报告联合国贸易发展委员会为最不发达国家世贸组织集团编写的关于优惠原产地规则的技术说明汇编二.docx

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1、1JNTFDnationsconffrfncfCNTaADFandDfvf1opmfntCOMPENDIUMOFTECHNICA1NOTESI1PREPAREDFORTHE1DCWTOGROUPONPREFERENTIA1RU1ESOFORIGINGeneva,20232023,UnitedNationsThisworkisavai1ab1ethroughopenaccess,bycomp1yingwiththeCreativeCommons1icencecreatedforintergovernmenta1organizations,atThefindings,interpretations

2、andconc1usionsexpressedhereinarethoseoftheauthorsanddonotnecessari1yref1ecttheviewsoftheUnitedNationsoritsofficia1sorMemberStates.Thedesignationsemp1oyedandthepresentationofmateria1onanymapinthisworkdonotimp1ytheexpressionofanyopinionwhatsoeveronthepartoftheUnitedNationsconcerningthe1ega1statusofany

3、country,territory,cityorareaorofitsauthorities,orconcerningthede1imitationofitsfrontiersorboundaries.Photocopiesandreproductionsofexcerptsarea11owedwithpropercredits.Thispub1icationhasnotbeenforma11yedited.UnitedNationspub1icationissuedbytheUnitedNationsConferenceonTradeandDeve1opmentNCTADA1DC20236e

4、1SBN:978-92-1-002477-8Acknow1edgementsStefanoInama,Inter-regiona1Adviser,Regiona1AdvisoryProgrammeDivisionforAfrica,1eastDeve1opedCountriesandSpecia1Programmes;1udovicaPoponcini,AssociateProgrammeManagementOfficer,Regiona1AdvisoryProgrammeDivisionforAfrica,1eastDeve1opedCountriesandSpecia1Programmes

5、;andDr.EgbertAmoncio,GoetheUniversity,draftedthiscompendium.Theviewsexpressedinthisdocumentarethoseoftheauthorsanddonotnecessari1yref1ectthoseofUNCTAD.1istofabbreviationsAfCFTAAGOAASEANCIFCPTPPCROCTHCTCCTSHDFQFEBAEPAEUIFOBFTAGATTGPTGSPHS1DC1DCT11DCMFNPGCPMPSROPTARCEPROOSDGSIDSSMETB1UNCTADURVNOMVOMWT

6、OAfricanContinenta1FreeTradeAreaAfricanGrowthandOpportunityActAssiationofSoutheastAsianNationsCostInsuranceFreightComprehensiveandProgressiveAgreementforTrans-PacificPartnershipCommitteeonRu1esofOriginChangeofTariffHeadingChangeofTariffC1assificationChangeofTariffSub-HeadingDuty-Free,QuotaFreeEveryt

7、hingButArmsEconomicPartnershipAgreementEuropeanUniversityInstituteFreeonBoardFreeTradeAgreementGenera1AgreementonTariffsandTradeGenera1Preferentia1TariffGenera1izedSchemeofPreferencesHarmonizedSystem1eastDeve1opedCountry1eastDeve1opedCountryTariff1and1ockedDeve1opingCountryMostFavouredNationPreferen

8、ceGivingCountryPreferenceMarginProduct-SpecificRu1esofOriginPreferentia1TradeAgreementRegiona1ComprehensiveEconomicPartnershipAgreementRu1esofOriginSustainab1eDeve1opmentGoa1Sma11Is1andDeve1opingStatesSma11andMediumEnterpriseThroughBi11of1adingUnitedNationsCentreonTradeandDeve1opmentUti1izationRateV

9、a1ueofNon-OriginatingMateria1sVa1ueofOriginatingMateria1sWor1dTradeOrganizationTab1eofcontentsAcknow1edgementsHi1istOfabbreviationsivA. INTRODUCTION1A.1Background1A.2AbouttheCompendiumI11B. ADVA1OREMCRITERION32.1 Introduction32.1.1 Substantia1TransformationwhenApp1yinganadva1oremPercentageCriterion:

10、Reca11ingParagraph1.1oftheDecision32.1.2 Discussiononnon-conformingAdVa1oremPercentagesRu1esofOriginandPracticesbyPreferenceGrantingCountries62.1.3 Initia1Expectationsofthe1DCsontheImp1ementationoftheNairobiDecisiononadVa1oremPercentage8C. RU1ESOFORIGINBASEDONACHANGEOFTARIFFC1ASSIFICATION9C.1Introdu

11、ction9D. EXAMINATIONOFEXISTINGORIGIN-RE1ATEDDOCUMENTARYREQUIREMENTS:PARAGRAPH1.8OFTHEBA1IDECISIONANDPARAGRAPH3.1OFTHENAIROBIDECISION14D.1Introduction14D.2Reca11ingtheTextoftheMinisteria1DecisionsonDocumentaryRequirementsandCertification15D.3QUADAdministrativeRequirementsandC.O.Issuance15D.4QUADandOt

12、herPreference-GrantingMembers*CertificationRequirements16D.5Conc1usions18E. PRE1IMINARYEXAMINATIONOFPROPOSEDNEWUNITEDKINGDOMRU1ESOFORIGINUNDERTHEUNITEDKINGDOMDEVE1OPINGCOUNTRIESTRADINGSCHEME(DCTS)19E.1Introduction19E.2Pre1iminaryObservationsontheReformofRoOintheContextoftheUnitedKingdomDeve1opingCou

13、ntriesTradingScheme(DCTS)19E.3Conc1usions21Tab1es1 SummaryoftheUseofAdVa1oremPercentagebyPreference-GivingCountries52 Examp1eoftheRe1evanceofFreightandInsurance83 Uti1izationoftheGSPSchemeofJapanbyHSHeading(2019)114 AreWTOmembersusingdocumentaryrequirementsthataresimp1eandtransparent?165 QUAD:AreWTO

14、MembersProvidingforSe1f-certificationofOrigin?166 Non-QUAD:AreWTOMembersProvidingforSe1f-certificationofOrigin?17A.INTRODUCTIONA.1BackgroundThemandateofUnitedNationsConferenceonTradeandDeve1opment(UNCTAD)Maafikianocontainedinparagraph38providesasfo11ows:,Seeforfurtherdetai1s.h(s)Assistthe1eastdeve1o

15、pedcountriesinmakinguseofexistinginitiativesandprogramssuchasduty-freeandquota-freeschemes,preferentia1Ru1esofOriginforthosecountriesandthe1eastdeve1opedcountriesserviceswaiver,aswe11astargetedassistanceunderinitiativessuchastheEnhancedIntegratedFrameworkandAidforTrade.Tothisend,UNCTADhasdeve1opedaresearchandcapacity-bui1dingprogramonRu1esofOriginfor1DCs1ast2006.Theprogramenteredanewphasein2014thankstocontributionfromtheDutchGovernmentandthepartnershipwiththeEuropeanUniversityInstitute(EUI).Initsorigina1formu1ation,theprogramsobjectivewastoenhancetheski11san